The following 72 items are listed by Content Data.
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
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Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
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Articles
Operational Resilience Supervision Moves into High Gear with Latest Consultation Papers for UK Institutions
This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...
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Checklists & Questionnaires
Controls Self-Assessment Questionnaire
The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...
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Audit Reports
Internal Controls Self-Assessment Report
This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
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Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
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Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
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Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Guides
Self-Assessment Sample Session Guide
This guide focuses on a discussion document that can be used to facilitate a business self-assessment meeting.
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Performer Profiles
Accenture PLC: Assessing Internal Audit’s Competencies of the Future Today
In this profile, Accenture Internal Audit Services Managing Director Kathy Perrott discusses how she uses advanced techn...
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