Self-Assessment

The following 96 items are listed by Content Data.
Methodologies & Models

Six Elements of Infrastructure for Public Company Readiness

This document includes the six elements of infrastructure focused on an organization’s public company readiness process.
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Mon, Aug 22, 2022
Checklists & Questionnaires

Internal Audit Re-Engineering Questionnaire

This tool contains two sample documents that outline questions internal auditors should ask when evaluating the organiza...
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Mon, Jul 25, 2022
Audit Programs

Configuration Controls Audit Work Program

In this work program sample, we provide general best-practice steps for the configuration controls audit process.
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Mon, May 23, 2022
Checklists & Questionnaires

Accounts Receivable Internal Controls Questionnaire

The two sample questionnaires in this document can be used to perform a control self-assessment of the accounts receivab...
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Mon, Mar 21, 2022
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
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Wed, Feb 23, 2022
Checklists & Questionnaires

Control Self-Assessment Questionnaire

The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
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Mon, Feb 21, 2022
Checklists & Questionnaires

Integrating Section 404 and Section 302 Compliance Questionnaire

This tool contains two sample questionnaires that can be used by management and board members to achieve a sustainable i...
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Mon, Dec 6, 2021
Regulatory Updates

U.S. Department of Defense Updates Cybersecurity Maturity Model Certification Requirements: CMMC 2.0

This Flash Report summarizes what steps companies should take to prepare for Cybersecurity Maturity Model Certification ...
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Mon, Nov 29, 2021
Guides

Strategy Assessment Guide

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...
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Mon, Aug 30, 2021
Articles

FinCEN and the Banking Agencies Clarify Due Diligence Requirements for Charities, Non-Profit Organizations

A look at how finance firms can determine the risk of a charity or non-profit organization (NPO) and develop a customer ...
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Mon, Aug 16, 2021
Checklists & Questionnaires

Preliminary Controls Self-Assessment Questionnaire

This document includes eleven sample questionnaires that internal audit can use to evaluate management's view of the org...
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Mon, Jul 26, 2021
Guides

Guide to Implementing a Self-Assessment Program

In this tool, we’ve included two guides that outline the best-practice elements and processes related to developing and ...
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Mon, May 31, 2021