The following 240 items are listed by Content Data.
Articles
AQRM Red Flags: Controls
Audit Analytics examines the red flag events concerning a company’s control environment, including control weaknesses, l...
Subscriber Content
Checklists & Questionnaires
Complaint Reporting Process Questionnaire
This questionnaire focuses on issues that audit committees and management should consider as they collaborate to comply ...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Compliance and Reporting Strategy Questionnaire
This tool outlines questions to consider when preparing an organization’s Sarbanes-Oxley (SOX) compliance and reporting ...
Subscriber Content
Articles
Initial Public Offerings: Recent Trends in Corporate Governance Risks
Audit Analytics takes a deeper look at the risks that initial public offerings pose to investors, regulators and other f...
Subscriber Content
Performer Profiles
Booking Holdings: Navigating a Global Crisis With a Resilience Mindset
In this profile, Booking Holdings Senior Vice President and Chief Audit Officer Marco Rozenberg describes his team’s int...
Subscriber Content
Audit Reports
Enterprise Resource Planning Upgrade Audit Report
Auditors can use this audit report template for conducting and documenting the results of an enterprise resource plannin...
Subscriber Content
Articles
SOX Compliance Under COVID-19: Considerations for Completing Quarterly Assessments
In this article, we provide a brief reminder on guidance and disclosure requirements, highlight current SEC insights and...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Policy Evaluation Checklist
This tool provides points to consider when conducting an organization’s Sarbanes-Oxley (SOX) policy evaluation.
Subscriber Content
Checklists & Questionnaires
Tax Compliance Process Internal Control Questionnaire
This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Benchmarking Reports
2021 Sarbanes-Oxley Compliance Survey
The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
Subscriber Content
Articles
SEC Enforcement Actions Reveal Continuing Importance of Accurate Disclosures
Audit Analytics examines the recent increase in the amount of enforcement actions citing false and/or misleading stateme...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Testing Documentation Questionnaire
This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content