Laws & Regulations

The following 310 items are listed by Content Data.
Policies & Procedures

Immigration Policy (United States)

The purpose of this policy is to comply with the requirements of all applicable immigration laws, including the Immigrat...
Mon, Oct 30, 2023
Articles

Principles for Data Recovery From a Severe Cyber Scenario

This white paper explores how firms and regulators can set appropriate risk-based expectations for testing, reporting, r...
Mon, Oct 30, 2023
Articles

Advanced Analytics in Sanctions Compliance

The adoption of advanced analytical tools and emerging technologies such as AI and ML has continued to gain enterprise a...
Mon, Oct 23, 2023
Policies & Procedures

Harassment Policy

The procedures outlined in this policy sample affirm that harassment of any type will not be tolerated within a company....
Mon, Oct 23, 2023
Policies & Procedures

Harassment and Discrimination Policy (Non-U.S.)

This sample outlines policies regarding discrimination and harassment in the workplace from a non-U.S. perspective.
Mon, Oct 16, 2023
Articles

Repeat Adverse ICFR Assessments

Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Mon, Oct 9, 2023
Benchmarking Reports

2023 Global Technology Executive Survey

Technology leaders are exploring new ways to drive innovation and maximize the value of IT in a changing world driven by...
Subscriber Content
Mon, Sep 25, 2023
Articles

Economist Peter Henry Offers a Road Map for a More Equitable and Prosperous Future

Stanford Economist Peter Henry and Protiviti’s Joe Kornik explore the future of money – specifically, what could lead us...
Subscriber Content
Mon, Sep 25, 2023
Policies & Procedures

Firearms, Weapons and Explosives Policy

This policy outlines a set of procedures for firearms, weapons and explosives in order to maintain a safe working enviro...
Subscriber Content
Mon, Sep 18, 2023
Articles

Navigating Sanctions Compliance Through the Transition to ISO 20022

The International Organization for Standardization’s new global messaging standard will be a significant boon for the op...
Subscriber Content
Mon, Sep 18, 2023
Charters

Nominating and Governance Committee Charter

The four nominating and governance committee charter samples in this tool provide a solid starting point for creating or...
Subscriber Content
Mon, Sep 18, 2023
Articles

Audit Fee Trends of S&P 500

Audit Analytics offers a comprehensive overview of the SEC audit fee market examined in its 20-Year Review of Audit Fee ...
Subscriber Content
Mon, Sep 11, 2023