IT Controls

The following 187 items are listed by Content Data.
Policies & Procedures

Access Management Policy

In this Access Management Policy, we have included four sample documents that can help you ensure that access to all sys...
Mon, Nov 27, 2023
Policies & Procedures

Information Technology Policy: Role-Based User Management

This sample policy ensures that there are additional controls in place to detect errors and safeguard company computers ...
Mon, Nov 20, 2023

Service-Level Agreement Guide

This sample document can be used by organizations as a guide to developing and understanding service-level agreements (S...
Mon, Nov 13, 2023

Process Documentation Narrative and Flow Chart Guide

Use this guide to develop an adequate understanding of your organization’s processing environment.
Mon, Nov 6, 2023
Policies & Procedures

Acceptable Use Policy

This tool contains two sample policies that establish standards and procedures organizations should follow for governing...
Mon, Oct 30, 2023
Policies & Procedures

Help Desk Infrastructure Policy

This policy establishes guidelines to help assign priority levels to problems reported by end users to a company's IT de...
Mon, Oct 23, 2023

Internal Audit’s Role in Cybersecurity Guide

This document can be used as a guide for understanding internal audit’s role in an organization’s cybersecurity process....
Mon, Oct 16, 2023
Audit Programs

IT General Controls Audit Work Program

This tool includes four sample ITGC audit work programs that provide control activities and work steps for a range of fo...
Mon, Oct 9, 2023

Segregation of Duties and Logical Access Guide

This guide can be used by auditors looking to better understand segregation of duties (SOD) processes and best practices...
Mon, Sep 18, 2023
Policies & Procedures

Banking/Financial Institution Account Policy

The purpose of this policy is to ensure that the company’s cash, investments and other assets are adequately controlled ...
Mon, Sep 11, 2023

Sarbanes-Oxley Walkthrough Guidance for General IT Controls

Audit with ease and confirm your understanding of financial reporting with our comprehensive Sarbanes-Oxley control walk...
Mon, Aug 21, 2023
Policies & Procedures

IT Security Exceptions and Non-Conformance Policy

This sample outlines a set of policies and procedures governing action to be taken when special circumstances prevent co...
Mon, Aug 14, 2023