The following 403 items are listed by Content Data.
Policies & Procedures
Company-Leased Vehicle Policy
This sample policy is designed to help organizations establish guidelines for the business use of company-leased vehicle...
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Checklists & Questionnaires
Disclosure Controls Questionnaire
Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
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Methodologies & Models
Internal Controls Over Financial Reporting Compliance Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s compliance with internal control...
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Articles
SOX 404 Disclosures: An Eighteen-Year Review
Audit Analytics takes a closer look at trends in internal controls over financial reporting disclosures, spanning from f...
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Checklists & Questionnaires
System Implementation Process Questionnaire
The questions included in this tool can be applied to the implementation of new systems or major upgrades.
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Policies & Procedures
Record Retention Policy
This tool contains five sample policies that establish standards and procedures for the retention of electronic and pape...
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Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
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Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
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Methodologies & Models
Six Elements of Infrastructure for Stock Compensation Processes and Controls
This sample document includes the six elements of infrastructure for an organization's stock compensation process.
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Policies & Procedures
Vehicle Procurement Policy
Utilize this policy to define and establish the responsibilities, internal controls and required authorizations for the ...
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Audit Programs
Intellectual Property Network Audit Work Program
In this work program sample, we outline general best-practice steps for the intellectual property network audit process.
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Benchmarking Reports
2022 Sarbanes-Oxley Compliance Survey
The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
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