Governance Risk & Compliance

The following 121 items are listed by Content Data.
Articles

SOX 2019: Keeping Compliance Costs in Check

This article examines trends in SOX compliance costs and offers insight into some of the ways companies have found to ke...
Subscriber Content
Mon, Oct 21, 2019
Articles

Trends in the Number of Key Audit Matters Reported

In this article, Audit Analytics analyzes significant trends in the number of key audit matters (KAMs) disclosed in annu...
Subscriber Content
Mon, Oct 21, 2019
Articles

Panel Discussion on FAIR Methodology Sparks Lively Interest: Key Takeaways

This article summarizes the expertise of local practitioners, analysts and C-level executives gathered for a Protiviti p...
Subscriber Content
Mon, Oct 7, 2019
Audit Reports

Privacy Compliance Program Review Audit Report

This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity con...
Subscriber Content
Mon, Oct 7, 2019
Guides

Sarbanes-Oxley Roles and Responsibilities Guide

This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (S...
Subscriber Content
Mon, Oct 7, 2019
Articles

Five Reasons for Conduct Risk Failures — With One Shared Cause

In this white paper, we analyze the root causes of conduct risk failures, focusing on five specific but interconnected a...
Subscriber Content
Mon, Sep 23, 2019
Articles

Microsoft Discloses Critical Audit Matters

In this article, Audit Analytics analyzes Microsoft’s August 2019 annual report, which provided a wealth of information ...
Subscriber Content
Mon, Sep 16, 2019
Articles

Frequency of KAMs

In this article, Audit Analytics examines key audit matter disclosures from the audit opinions of approximately 1,400 co...
Subscriber Content
Mon, Sep 2, 2019
Methodologies & Models

Staffing and Professional Services Risk Model

This staffing and professional services risk model focuses on risks that are inherent to the organization from the envir...
Subscriber Content
Mon, Sep 2, 2019
Articles

Artificial Intelligence: Can Humans Drive Ethical AI?

As AI-enabled technologies become an ingrained part of our everyday business world, it is important to step back and loo...
Subscriber Content
Mon, Jul 8, 2019
Audit Reports

Sarbanes-Oxley Section 404 Program Executive Scorecard Report

This document serves as an executive report template focused on the progress of a company's Sarbanes-Oxley Section 404 p...
Subscriber Content
Mon, Jul 1, 2019
Articles

Chief Risk Officers on the 2019 Risk Landscape: Keep Calm, Carry On

Protiviti Managing Director Matthew Moore discusses the risks that proved to be top-of-mind for CROs in our 2019 Executi...
Subscriber Content
Mon, Jun 3, 2019