Fraud

The following 194 items are listed by Content Data.
Guides

Common Fraud Scenarios Guide

This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.
Mon, Jan 15, 2024
Articles

Exploring an Evolving Payments Landscape With the Commonwealth Bank of Australia

Protiviti payment experts sat down with Susan Yang, general manager at the Commonwealth Bank of Australia, to discuss th...
Mon, Jan 1, 2024
Policies & Procedures

Injury and Illness Prevention Policy

The following sample outlines a set of policies and procedures for protecting the safety and health of the employees at ...
Mon, Dec 4, 2023
Policies & Procedures

Insider Trading Policy

The guidelines and procedures included in this policy sample can be used for developing a robust insider trading policy.
Mon, Dec 4, 2023
Checklists & Questionnaires

Credit Card Fraud Risk Questionnaire

Focus on these questions to learn more about the organization’s management and monitoring of credit card fraud risk.
Mon, Nov 20, 2023
Benchmarking Reports

Five Focal Points for Future-Ready CFOs

CFOs should consider these five insights and actions from Protiviti’s 2023 Global Finance Trends Survey Report.
Mon, Nov 20, 2023
Policies & Procedures

Information Technology Policy: Role-Based User Management

This sample policy ensures that there are additional controls in place to detect errors and safeguard company computers ...
Mon, Nov 20, 2023
Articles

The Future Is Digital but Fraud, Volatility Could Cripple Crypto, Says Allianz Trade Executive

Allianz Trade Head of Digital Partnerships Aaron Lindstrom and Protiviti’s Joe Kornik discuss the end of cash, digital p...
Mon, Oct 23, 2023
Policies & Procedures

Grievance Policy

This sample outlines a set of procedures to follow for employees to file grievances and the related resolution process.
Subscriber Content
Mon, Oct 16, 2023
Guides

Segregation of Duties and Logical Access Guide

This guide can be used by auditors looking to better understand segregation of duties (SOD) processes and best practices...
Subscriber Content
Mon, Sep 18, 2023
Policies & Procedures

Finance Code of Conduct Policy

This sample policy serves as a code of conduct specific to senior financial officers of a company with the purpose of do...
Subscriber Content
Mon, Aug 21, 2023
Regulatory Updates

PCAOB Issues Staff Update and Preview of 2022 Inspection Observations

This Flash Report highlights troubling trends in inspection results and sheds light on the PCAOB’s current areas of insp...
Subscriber Content
Mon, Aug 14, 2023