Financial Services Industry

The following 140 items are listed by Content Data.
Articles

Three Financial Executives Talk Future of Money, Banking and the Economic Promise of Africa

Three longtime financial executives in Africa sat down with Protiviti’s Joe Kornik to discuss the future of the sector, ...
Mon, Nov 27, 2023
Benchmarking Reports

2023 Finance Trends Survey Report

Protiviti’s latest Global Finance Trends Report highlights how CFOs are marshaling all of the talent, technology and dat...
Mon, Nov 20, 2023
Articles

Principles for Data Recovery From a Severe Cyber Scenario

This white paper explores how firms and regulators can set appropriate risk-based expectations for testing, reporting, r...
Mon, Oct 30, 2023
Articles

The Digital Currency Revolution Is Upon Us. Only the Global Economy Is at Stake

Governments are eager to position themselves for the next stage of the digital revolution in financial services by issui...
Mon, Oct 30, 2023
Articles

Advanced Analytics in Sanctions Compliance

The adoption of advanced analytical tools and emerging technologies such as AI and ML has continued to gain enterprise a...
Mon, Oct 23, 2023
Articles

The Future Is Digital but Fraud, Volatility Could Cripple Crypto, Says Allianz Trade Executive

Allianz Trade Head of Digital Partnerships Aaron Lindstrom and Protiviti’s Joe Kornik discuss the end of cash, digital p...
Mon, Oct 23, 2023
Articles

Former Schwab CEO Evelyn Dilsaver Talks AI, Crypto and Future of Financial Services

Protiviti’s Joe Kornik and former Schwab CEO Evelyn Dilsaver reflect on financial services of the past and look ahead at...
Mon, Oct 9, 2023
Performer Profiles

Carlyle: Building Relevance From the Start — and Taking It on the Road

Carlyle Global Chief Audit Executive Daniel Mutzig describes how his team aims to increase its relevance and be seen as ...
Mon, Sep 25, 2023
Articles

Navigating Sanctions Compliance Through the Transition to ISO 20022

The International Organization for Standardization’s new global messaging standard will be a significant boon for the op...
Mon, Sep 18, 2023
Policies & Procedures

Banking/Financial Institution Account Policy

The purpose of this policy is to ensure that the company’s cash, investments and other assets are adequately controlled ...
Mon, Sep 11, 2023
Audit Programs

Bank Branch Internal Audit Work Program

This comprehensive tool includes 13 sample work programs that can be used to audit bank branch processes, including nigh...
Mon, Aug 21, 2023
Regulatory Updates

U.S. Banking Regulators Finalize (Finally) Revised Third-Party Risk Management Guidance

Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...
Mon, Jun 26, 2023