The following 60 items are listed by Content Data.
Articles
A Closer Look at Shareholder Votes Against Auditor Ratification – 2021
Audit Analytics looks at the highest percentage votes against auditor ratification between January 1, 2019, and December...
Subscriber Content
Checklists & Questionnaires
System Implementation Process Questionnaire
The questions included in this tool can be applied to the implementation of new systems or major upgrades.
Subscriber Content
Requests for Proposals - RFPs
Request for Proposal: Sarbanes-Oxley Compliance
This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a qualified servic...
Subscriber Content
Audit Programs
External Financial Reporting Audit Work Program
This audit program can be used by organizations to evaluate the operating effectiveness of internal controls associated ...
Subscriber Content
Articles
AQRM Red Flags: Auditors
Audit Analytics looks at the auditor-specific aspects of its Accounting Quality + Risk Matrix (AQRM) and explains why so...
Subscriber Content
Research Reports
Growing Number of ICFR Issues Following IPO
In this exclusive report, Audit Analytics explores trends in companies reporting internal control deficiencies immediate...
Subscriber Content
Articles
A Closer Look at Votes Against Auditor Ratification — 2020
Audit Analytics looks at the highest percentage votes against auditor ratification between January 1, 2018, and December...
Subscriber Content
Articles
SOX Compliance Under COVID-19: Considerations for Completing Quarterly Assessments
In this article, we provide a brief reminder on guidance and disclosure requirements, highlight current SEC insights and...
Subscriber Content
Articles
Academic Spotlight: Auditor Ratification’s Impact on Audit Quality
In this article, Audit Analytics examines a frequency distribution analysis of percentage votes against auditor ratifica...
Subscriber Content
Benchmarking Reports
2021 Sarbanes-Oxley Compliance Survey
The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
Subscriber Content
Articles
Internal Controls Planning as Organizations Contemplate a Return to the Office
In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...
Subscriber Content
Articles
Importance of Internal Controls for Cybersecurity
Audit Analytics examines the increase in cybersecurity breaches disclosed by public companies since 2011.
Subscriber Content