Entity-Level Control

This sample guide focuses on building a sustainable internal control process.

This document provides three sample work programs focused on monitoring and auditing entity-level controls.

This tool contains four guides that can be used by auditors to understand and improve their risk assessment process.

This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level contro...

This document contains two sample audit reports that can be used to document management’s assessment of internal control...

This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...

This tool provides an overview of the business self-assessment process and includes four components of business self-ass...

This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.

This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...

This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...

Monitoring is a process that assesses the quality of the entity's internal control performance over time. This template ...

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...