The following 34 items are listed by Content Data.
Articles
Bank Culture Reform in Hong Kong
This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance ...
Subscriber Content
Policies & Procedures
Foreign Corrupt Practices Act Policy
This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
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Audit Programs
Remote Site Visit Audit Work Program
This sample contains two work programs that provide general steps organizations can use during a remote site audit.
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Articles
Hong Kong Rated ‘‘Compliant’’ by Financial Action Task Force but Room for Improvement Remains
This article shares insight on Hong Kong’s strong legal foundation for combating money laundering and terrorist finance ...
Subscriber Content
Articles
The U.S.-China Trade War: What It Means for Manufacturers
This article summarizes the potential effect of the U.S.-China trade war and suggests ways to mitigate disruption for U....
Subscriber Content
Audit Reports
Tax Compliance Process Report
This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
Subscriber Content
Articles
Financial Action Task Force Set to Rate Hong Kong “Compliant” in Anti-Money Laundering Evaluation
This article provides a background on Hong Kong’s rigorous efforts to combat money laundering (ML) and terrorist financi...
Subscriber Content
Audit Reports
Foreign Subsidiary Review Audit Report
This sample report documents an internal audit review of several aspects of a foreign subsidiary, including revenue and ...
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Audit Programs
Foreign Corrupt Practices Act (FCPA) Audit Work Program
This audit program sample assists audit teams reviewing compliance with the Foreign Corrupt Practices Act of 1977.
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Articles
How to Prepare for the New EU AML Directive (5AMLD)
On May 14, the European Parliament and Council formally adopted the fifth and latest update to the European Union’s anti...
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Articles
Reality Check: Global Risks, Unexpected Opportunities on the Rise
This article explores some of the top risks impacting the World Economic Forum’s (WEF) five global risk categories – eco...
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Articles
Hong Kong Issues Its First Money Laundering and Terrorist Financing Risk Assessment Report
This article outlines some of the sectoral risk assessments in the Hong Kong government’s first Money Laundering and Ter...
Subscriber Content
Checklists & Questionnaires
International Joint Venture Self-Assessment Checklist
This tool provides questions to consider for self-assessment of an international joint venture.
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Policies & Procedures
Complaint Handling Policy and Procedures (Non-U.S.)
This sample outlines a set of policies and procedures governing the handling of complaints regarding harassment, discrim...
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Policies & Procedures
Harassment and Discrimination Policy (Non-U.S.)
This sample outlines policies regarding discrimination and harassment in the workplace from a non-U.S. perspective.
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Audit Programs
Export Compliance Audit Work Program
This program focuses internal auditors on the necessary controls that should be in place to ensure a compliant export ma...
Subscriber Content
Audit Programs
International Site Visit Audit Work Program
The purpose of this work program is to document general procedures to be followed when embarking upon an audit of an int...
Subscriber Content
Policies & Procedures
Immigration Policy (United States)
This sample outlines a set of policies and procedures to comply with the requirements of applicable immigration laws.
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Newsletters
Managing Country Risk
The primary objective of managing country risk is to protect company investments in foreign markets and sustain acceptab...
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Policies & Procedures
ISO 9000 Certification Policy
The following sample provides an outline of the policies and procedures that an organization must undertake in order to ...
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Policies & Procedures
Anti-Bribery Compliance Program Policy
This sample outlines a set of policies and procedures to prevent violation of any and all national and international ant...
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Policies & Procedures
Foreign Exchange Management Policy
This sample outlines a set of policies and procedures for foreign exchange management.
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Policies & Procedures
Banking Policy
The following sample outlines a set of policies and procedures to ensure worldwide consistency in the area of banking.
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Protiviti Booklets
Guide to International Financial Reporting Standards
This booklet will answer IFRS-related questions to provide guidance regarding the conversion to IFRS.
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Protiviti Booklets
Assessing New Rules Regarding the Personal Obligation of Senior Accounting Officers of Large Companies
In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.
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Protiviti Booklets
Internal Auditing Around the World: Volume 5
This booklet profiles 11 successful international companies undergoing significant changes, such as restructuring, merge...
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Protiviti Booklets
Internal Auditing Around the World: Volume 4
This booklet examines the challenges and successes of 19 top-performing IA teams.
Subscriber Content
Newsletters
IFRS or Country-Specific GAAP: Who’s on First
This issue of The Bulletin considers the issues and the ramifications of transitioning from country-specific GAAP to IFR...
Subscriber Content
Protiviti Booklets
Enterprise Risk Management in Practice
In this booklet, we profile 11 companies that are operating in different industries and countries to provide ERM ideas i...
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Protiviti Booklets
Internal Auditing Around the World: Volume 3
In this booklet, we profile 16 successful IA functions from companies across the globe and examine common denominators t...
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Newsletters
Markets in Financial Instruments Directive
In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...
Subscriber Content
Protiviti Booklets
Internal Auditing Around the World: Volume 2
In this booklet, we detail the IA best practices, processes and strategies being employed at 14 successful companies.
Subscriber Content
Protiviti Booklets
Internal Auditing Around the World: Volume 1
This booklet details the internal audit best practices, processes and strategies being employed at 13 leading multinatio...
Subscriber Content
Blog
Important Things You Need to Know When Traveling for Audits
Auditors often have the good fortune to go on audit assignments and client meetings throughout the U.S. an...