The following 48 items are listed by Content Data.

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Mon, Oct 2, 2023

Auditing the Enterprise Risk Management (ERM) Process Guide

In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the ef...
Mon, Jul 17, 2023
Audit Programs

Monitoring Entity-Level Controls Audit Work Program

This document provides three sample work programs focused on monitoring and auditing entity-level controls.
Mon, Jun 12, 2023
Regulatory Updates

COSO Issues Supplemental Guidance on Internal Control Over Sustainability Reporting

COSO has released supplemental guidance on how to effectively apply the 2013 Internal Control — Integrated Framework (IC...
Subscriber Content
Mon, Apr 17, 2023

Assessing Risks and Internal Controls Guide

This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Subscriber Content
Mon, Feb 27, 2023

Quality Assurance Function Charter

Boost your organization's success with the guidelines and responsibilities included in our quality assurance programs.
Subscriber Content
Mon, Aug 2, 2021
Audit Reports

Entity-Level Controls Assessment Report

This document contains two sample audit reports that can be used to document management’s assessment of internal control...
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires

Enterprise Risk Management (ERM) Integration Strategy Questionnaire

This tool provides questions organizations should consider when implementing an enterprise risk management (ERM) strateg...
Subscriber Content
Mon, May 4, 2020
Audit Reports

IT Compliance Review Report

This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Mon, Jan 13, 2020
Methodologies & Models

Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Mon, Dec 30, 2019
Checklists & Questionnaires

IT General Controls Questionnaire

This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Mon, Aug 12, 2019
Checklists & Questionnaires

Entity-Level Controls Fraud Questionnaire

This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Mon, Aug 5, 2019