The following 460 items are listed by Content Data.
Policies & Procedures
Insider Trading Policy
The guidelines and procedures included in this policy sample can be used for developing a robust insider trading policy.
Checklists & Questionnaires
Preliminary Controls Self-Assessment Questionnaire
This document includes eleven sample questionnaires that internal audit can use to evaluate management's view of the org...
Guides
Procurement Card Programs Guide: Internal Control
This guide covers the most effective components of a procurement card program’s internal control structure.
Audit Programs
Procurement and Accounts Payable Audit Work Program
This tool includes three sample work programs that provide key steps for reviewing organizations' procurement and accoun...
Policies & Procedures
Independent Contractor Policy
The procedures in this Independent Contractor Policy outline best-practice steps for hiring and paying independent contr...
Policies & Procedures
Indirect Procurement Policy
Apply the guidelines in this document to your organization's process for procuring indirect services and goods.
Policies & Procedures
Customer Credit Policy
The guidelines in this policy can be used to establish customer credit limits, the credit hold and release process, and ...
Articles
The Digital Currency Revolution Is Upon Us. Only the Global Economy Is at Stake
Governments are eager to position themselves for the next stage of the digital revolution in financial services by issui...
Articles
The Future Is Digital but Fraud, Volatility Could Cripple Crypto, Says Allianz Trade Executive
Allianz Trade Head of Digital Partnerships Aaron Lindstrom and Protiviti’s Joe Kornik discuss the end of cash, digital p...
Checklists & Questionnaires
Segregation of Duties Questionnaire
This tool contains 14 sample questionnaires auditors can use to ensure proper segregation of duties for a variety of pro...
Policies & Procedures
Technology Acquisition Policy
Establish guidelines and set appropriate accounting procedures for the acquisition of technology, equity and other nonma...
Policies & Procedures
Governance in Not-For-Profit Organizations Policy
This sample policy provides guidance for not-for-profit organizations in the areas of mandate, roles of volunteer boards...