Audit Planning

The following 101 items are listed by Content Data.
Audit Reports

Bank Audit Plan Report

This sample outlines the audit plan for a bank, including risk assessment, gap analysis from previous year audit plan, a...
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Mon, Apr 23, 2018
Checklists & Questionnaires

Marketing and Selling Internal Audit Checklist

This internal audit checklist includes key factors to help internal auditors market and sell their services better and i...
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Mon, Feb 12, 2018
Newsletters

The Board’s Role in Addressing Geopolitical and Regulatory Shifts

This issue of Board Perspectives identifies seven key takeaways from Protiviti’s roundtable at a National Association of...
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Mon, Oct 30, 2017
Audit Reports

Establishing the Internal Audit Infrastructure Report

This sample internal audit report to the audit committee chairman focuses on an audit plan for establishing an organizat...
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Mon, Jun 19, 2017
Audit Programs

Global Human Resources Effectiveness Review Audit Work Program

This sample audit work program reviews the effectiveness of global HR capabilities using the capability maturity model (...
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Mon, Jun 5, 2017
Checklists & Questionnaires

Audit Committee Risk Assessment Survey Questionnaire

This questionnaire solicits input during an integrated audit risk assessment to direct the current year's audit plan.
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Mon, Mar 20, 2017
Checklists & Questionnaires

Audit Planning and Scoping Checklist

This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
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Mon, Mar 13, 2017
Audit Programs

Employee Leave Benefits Audit Work Program

This audit work program reviews a company’s processes and procedures related to employee leave benefits.
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Mon, Feb 6, 2017
Memos

Internal Audit Risk Assessment Announcement Memo

This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
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Mon, Oct 17, 2016
Newsletters

Is Internal Audit Meeting Expectations?

This issue of Board Perspectives outlines six imperatives for internal audit from the CBOK study based on feedback from ...
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Mon, Aug 15, 2016
Memos

Internal Audit Engagement Memo

This internal audit engagement memo informs an auditee of an upcoming audit and includes the objectives of the audit, pr...
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Mon, Aug 8, 2016
Memos

Remote Locations Audit Planning Memo

This memo outlines an organization's remote location audit approach.
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Mon, May 9, 2016