The following 112 items are listed by Content Data.
Policies & Procedures
Record Retention Policy
This tool contains five sample policies that establish standards and procedures for the retention of electronic and pape...
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Checklists & Questionnaires
Audit Project Checklist
This tool contains several checklists that can be used to assess the extent to which project management standards are be...
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Benchmarking Tools
Audit Data Analytics Leading Practices
Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
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Audit Programs
Configuration Controls Audit Work Program
In this work program sample, we provide general best-practice steps for the configuration controls audit process.
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Policies & Procedures
IT Contingency Planning Policy
The purpose of this policy is to ensure that information system resources and business processes are protected against s...
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Requests for Proposals - RFPs
Request for Proposal: Establishing an Internal Audit Function
This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a qualified servic...
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Articles
PCAOB Inspection Reports for Annually Inspected Firms
Audit Analytics looks at the 2020 inspection reports of annually inspected firms and explores the most common accounting...
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Checklists & Questionnaires
Control Self-Assessment Questionnaire
The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
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Checklists & Questionnaires
Corporate Governance Compliance Questionnaire
The two sample questionnaires in this document focus on what boards and management should do as they work to improve cor...
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Checklists & Questionnaires
Sales Planning and Forecasting Process Questionnaire
This sample questionnaire can be used by auditors to assess and improve the site planning and forecasting process.
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Benchmarking Tools
Agile Audit Leading Practices
This tool provides agile methodologies and leading practices an organization should use to measure and enhance its inter...
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Charters
Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
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