The following 20 items are listed by Content Data.
Articles
FinCEN and OFAC Put Financial Institutions on Notice About Processing Ransomware Payments
Protiviti Director Josh Kaptur summarizes highlights from the FinCEN and OFAC advisories and explains what financial ins...
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Articles
Regulators Increase Focus on Virtual Currencies as Institutional Interest Grows
Protiviti’s Tom Crock highlights guidance on cryptocurrency services and explains how finance firms should address new f...
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Methodologies & Models
Anti-Money Laundering Capability Maturity Model (CMM)
This tool defines the capability maturity indicators for the anti-money laundering process, from the initial stage throu...
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Articles
FinCEN and the Banking Agencies Clarify Due Diligence Requirements for Charities, Non-Profit Organizations
A look at how finance firms can determine the risk of a charity or non-profit organization (NPO) and develop a customer ...
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Articles
Ongoing Risks of Government Lending Programs
This article summarizes key government lending program risk implications and highlights five proactive steps lenders can...
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Articles
Know Your Customer: It’s All About Risk
This article offers valuable KYC tips and lists several questions AML compliance officers can address to redirect their ...
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Articles
Top of Mind Compliance Issues for 2021 – The AML Act of 2020
This article summarizes many key provisions from the Anti-Money Laundering Act of 2020 that should be top of mind for ma...
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Articles
Innovating AML Compliance: The Next Regulatory Imperative?
This article explains how regulatory expectations around innovation will continue to evolve and drive leading anti-money...
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Articles
At RegTech Conference, Protiviti and IRTA Sound an Urgent Call for KYC Optimization
This article shares some valuable ‘‘know your customer’’ (KYC) insights and recommendations based on both the results of...
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Benchmarking Reports
An Urgent Call for KYC Optimization
This report provides a blueprint for adopting more efficient and effective "know your customer" (KYC) processes that imp...
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Articles
The OCC’s 2020 Supervision Plan Targets Emerging Risks Facing Financial Institutions
This article discusses the Office of the Comptroller of the Currency’s supervisory plan for 2020, which is designed to h...
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Articles
Hong Kong Rated ‘‘Compliant’’ by Financial Action Task Force but Room for Improvement Remains
This article shares insight on Hong Kong’s strong legal foundation for combating money laundering and terrorist finance ...
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