The following 101 tools are listed based on publish date.
Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and…
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Mon, Jan 22, 2024
Guides
Sarbanes-Oxley Compliance Committee Structure Guide
This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Mon, Jan 22, 2024
Guides
SOX Training Guide: Remediation Efforts and Needs
We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Mon, Jan 15, 2024
Guides
Common Fraud Scenarios Guide
This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.
Mon, Jan 15, 2024
Guides
Candidate Evaluation Guide
Recruiters can use the guidance provided in this document to rate an applicant for an internal audit position.
Mon, Jan 8, 2024
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process.
Mon, Jan 1, 2024
Guides
Process Evaluation Guide
We’ve provided an overview of process evaluation and included an example process description chart in this sample guide.
Mon, Dec 18, 2023
Guides
Facilitating SOX Compliance Using a Committee Structure Guid…
This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Mon, Dec 4, 2023
Guides
IT Security Awareness and Training Program Guide
We've designed this guide to help companies implement and strengthen security training and awareness.
Mon, Dec 4, 2023
Guides
Procurement Card Programs Guide: Internal Control
This guide covers the most effective components of a procurement card program’s internal control structure.
Mon, Nov 27, 2023
Guides
Process Overview Form Guide
This sample document provides instructions on using process overview forms and includes a blank template and a completed example.
Mon, Nov 27, 2023
Guides
Process Mapping Guidelines Flow Charting
This guide defines primary symbols and provides specific guidelines for preparing a flow chart.
Mon, Nov 20, 2023